Balanced Score Card: An Effective Tool for Strategy Implementation -
by Rajeev B Bhatnagar




Balanced Score Card is primarily a technique for implementing strategy and not developing organizational strategy. In other words, it is a technique for operationalizing the vision / mission / strategy of the organization.

Why it is difficult to implement strategy?

Kaplan and Norton worked with several fortune 500 companies and found that top managements in many of these huge organizations were not happy with implementation of strategy. The strategy was identified and known at the top level. However the implementation was inadequate.

Kaplan and Norton’s research indicated that there were 4 barriers in effectively implementing organizational strategy. 

(i)                 Vision Barrier : Strategy is not understood by those who must implement it.

(ii)               Management Barrier : Management systems / reviews are designed for operational control and little time is spent on reviewing implementation of strategy.

(iii)             Operational Barrier  : The budgeting process is separated from strategic planning process in many organizations. The two are not linked.

(iv)             People Barriers : Personal goals, incentives and competencies of staff are not linked to strategies.

 Kaplan and Norton found these four key barriers in implementing strategies and they have addressed these barriers in designing Balanced Score Card system.

Balanced Score Card – A New Approach to Strategy Implementation

The basic premise of Balanced Score Card is: Measurement Motivates. In other words what gets measured gets done. Hence Balance Score Card focuses on setting strategic & other objectives and measurements at all levels in the organization and then measuring their achievement in a systematic manner.

Setting strategic & other objectives and measuring them has following distinct advantages:

ü      Gives clarity & concreteness to fuzzy / vague concepts that are stated in strategy.

ü      Objectives and measurements, when they are cascaded down, become a tool to communicate strategy and not a simple tool to control.

ü      Building the Balance Score Card for the whole organization develops consensus and teamwork through out the organization.

A second important premise of Balanced Score Card is the four perspective framework it specifies. Kaplan and Norton found that in organizations decision-making is dominated by financial parameters. There are two difficulties with this.  

ü      Firstly financial parameters reflect past decisions or factors or trends, which had created value in the past. These factors may or may not add value in future. In other words, organizations do not focus on factors which will add value to organization in future. Using Financial measurements alone is like driving a car by seeing the review mirror.

ü      Secondly financial measures motivate short-term behavior at the expense of long term health of the organization.

In order to address the above difficulties Balance Score Card proposes four prospective framework which includes: 

(i)                 Financial perspective

(ii)               Customer perspective

(iii)             Business process perspective

(iv)             Organization learning perspective

 Strategic & other objectives are set & measured in all the above four areas which brings the “Balance” in BSC .

In view of the foregoing, Balanced Score Card is defined as:

“a framework that focuses on shareholders, customers, internal and learning requirement of a business in order to create a system of linked objectives, measures, targets and initiatives which collectively describe the strategy of an organization and how that strategy can be achieved.”


Summary of a Corporate Score Card of a Retail Clothing Company

Perspective Strategic Objectives Driver Measures Outcome Measures Targets

1995  1997  2000

Initiatives
Financial Profitable growth Sales per store Operating income growth 10%   14%   17%

 

 
Customer Product   Average Annual Purchase Growth 15%  16%  18% Improved communications with customers via inserts etc.
Image   Brand Equity Index 68      75       85 Redesign customer comment card
Relationship Customer Loyalty     Use comment card to build a database
Internal Fashion Excellence   Key items first to market 3        5       10 Freelance designer relationships
Sourcing & Distribution Number of potential suppliers identified Number of targeted suppliers included in 5 years plan 85%    90%    95% Develop 5 year sourcing plan with focus on supplier identification
Learning & Growth Strategic Awareness   Strategic Plan Awareness Index by level 30%    60%    80% Associate survey
Information Technology Strategic information availability Knowledge network usage   Allocation system





 

 

 

 

 

 

 

 

 

 

 


Foundation of Balanced Score Card

Incidentally, the four prospective frameworks on Balance Score Card reflects the evolution of Management thinking in modern times.

If we look at the period from 1850 to 1975, it is the traditional phase in which Management thought focused on financial parameters. In next phase from 1975 to 1985 management thought focused on customer awareness and though making money continued to be the aim, emphasis was given to achieving these thru selling products, serving customers. The next phase from 1985 to 1995 can be called internal business processes phase. During this period Management’s primary aim continued to be making money, but was focused on internal process like quality assurance, business process re-engineering, Total Quality Management, core competencies. The period from 1995 till date can be called the People’s Phase. In this period Management thinking has focused on people as “the only competitive advantage.”

The above four phases in evolution of management thinking are encompassed in the four perspectives of Balance Score Card.

Balance Score Card as a Performance Management System

We are all familiar with use of scorecards for individual performance. For instances in schools we had individual mark sheets and in organizations we have our individual bonuses and rewards.

BSC is a scorecard for an organization as a whole (occasionally for function in the organization like HR score card).

BSC can be compared to the dashboard of a car. While driving the car we need to look at few things (not all the things that are going inside the mechanical body of the car). The dashboard of the car provides measurements which are essential to driving the car. However, non-essential measurements like car tire pressure are not displayed on the dashboard.

Similarly in an organization, Balance Score Card identifies selected  measurements, which are required to navigate the organization forward through the uncertain future. In other words, the important parameters which CEO needs to monitor are captured in the BSC. BSC serves as performance management system for the organization. The specific dials / measurements needed in BSC flow from the mission / vision / strategy and as & when the strategy undergoes a change, the dials which need monitoring also change.

BSC as a Management System:

Corporate objectives flow from SWOT analysis of the company and vision and mission statements. Based on corporate objectives, corporate Balanced Score Card is drawn up. In the BSC strategic measures, targets and action plans are defined. Based on this, these objectives / measure are cascaded to individuals through Individual Performance Measures (IPMs).

Advantages of BSC to Organization:

The BSC provides a strategy map for the whole organization. Some of the advantages are: 

ü      It helps to navigate the organization like a dashboard in a car

ü      It aligns entire organization

ü      It brings clarity / transparency in understanding. Accountability also improves.

The combination of transparency and accountability is a killer combination and it brings a highly performance oriented culture in the organization. Month on month when we watch the dashboard of organizational performance, departments and people who are not able to make it, become obvious. It brings in a “Shape up or ship out,” culture.

Implementation of BSC in an organization

 Implementation of BSC in an organization can take 4 to 6 months. In first 1 to 2 months, the consultants identify the measurements which need to be included in the Balanced Score Card. Experience indicates that 80 to 85% of the measures which an organization is already using find a place in the Balance Score Card. However 15 to 20% of new measures are also added which is really an indication that objectives / measures of strategy are being dovetailed in the BSC.

In the 4 to 5 months, the consultants help in cascading down the Balanced Score Card.  Measures / Targets are set for all levels from the CEO to down. It is felt that strategic objectives have a place up to L4 in the organization (L1 being the CEO, L2 being direct reports CEO and so on).

Difference between MIS and BSC:

Most companies have MIS (Management Information System), which involves reporting of many measurements. The difference between MIS and BSC are as follows: 

(i)                 In MIS there are literally hundreds or even thousands of thing that we want to measure. However in BSC only a few of them are selected those which have strategic significance.

(ii)               MIS tends to measure what is easily available. However BSC adds 15 to 20% new measure to an organization. These are the missed-out strategy measures which need to be on the radar.

Pitfalls in implementation of BSC

Experience shared by people who have been part of BSC implementation shows that some of the pitfalls / precautions as under: 

(i)                 Sometimes too many strategic objectives are put in a single BSC. If the objectives become unachievable, people tune-off from BSC. 

(ii)               People may resist or dislike the measurement. So we have to do our best to carry them and create an environment in which people are not afraid about being measured.  

(iii)             For implementation of Balance Score Card upto and including the lowest levels in the organization, it must be a top driven initiative & top management support is essential. 

(iv)            Simplicity is important. If people feel that BSC has made their life difficult then they would resist.

Contributed by Rajeev B Bhatnagar

DGM- Personnel, Larsen & Toubro Limited, Chennai. Email: Rajeev@HREra.com or Rajeev@Lntecc.com

This article was originally published in HR Era, Issue # 45, Dec 14th, 2003

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